Theft or Misuse of Assets

Below are the details of the operational risks covered within this selected sub-risk category:

info1

Insider trading by employees for personal gains

Risk Description: -

Employees may acquire information as part of fulfilling their job responsibilities, where such information is not available to other market participants, and utilize such information to conduct trading transactions for personal gains. Examples of such information may include: -



Misuse of assets for personal gains

Risk Description: -

Employees may misuse their privileged access to firm's assets for personal gain. E.g.:-



Theft of tangible assets

Risk Description: -

Employees may misuse their privileged access or authority to steal tangible assets. E.g.:-



Theft of intangible assets in digital form

Risk Description: -

Employees may misuse their privileged access or authority to steal intangible assets in digital form. E.g.:-



Theft of intangible assets in physical form

Risk Description: -

Employees may misuse their privileged access or authority to steal intangible assets in physical form. E.g.:-